Diagnosis and Fault-tolerant Control 1. Группа авторов
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SCIENCES
Systems and Industrial Engineering, Field Director – Jean-Paul Bourrières
Reliability, Diagnosis, Safety and Maintenance of Systems, Subject Head – Jean-Marie Flaus
Diagnosis and Fault-tolerant Control 1
Data-driven and Model-based Fault Diagnosis Techniques
Coordinated by
Vicenç Puig
Silvio Simani
First published 2021 in Great Britain and the United States by ISTE Ltd and John Wiley & Sons, Inc.
Apart from any fair dealing for the purposes of research or private study, or criticism or review, as permitted under the Copyright, Designs and Patents Act 1988, this publication may only be reproduced, stored or transmitted, in any form or by any means, with the prior permission in writing of the publishers, or in the case of reprographic reproduction in accordance with the terms and licenses issued by the CLA. Enquiries concerning reproduction outside these terms should be sent to the publishers at the undermentioned address:
ISTE Ltd
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John Wiley & Sons, Inc.
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USA
© ISTE Ltd 2021
The rights of Vicenç Puig and Silvio Simani to be identified as the authors of this work have been asserted by them in accordance with the Copyright, Designs and Patents Act 1988.
Library of Congress Control Number: 2021943898
British Library Cataloguing-in-Publication Data
A CIP record for this book is available from the British Library
ISBN 978-1-78945-058-3
ERC Code:
PE7 Systems and Communication Engineering
PE7_1 Control engineering
Introduction
Vicenç PUIG1 and Silvio SIMANI2
1Institute for Robotics and Industrial Informatics, Polytechnic University of Catalonia, Barcelona, Spain
2Department of Engineering, University of Ferrara, Emilia-Romagna, Italy
I.1. Introduction
There is an increasing interest in the theory and applications of model-based fault detection and fault diagnosis methods, because of economical and safety-related matters. In particular, well-established theoretical developments can be seen in many contributions published in the IFAC (International Federation of Automatic Control) Congresses and IFAC Symposium SAFEPROCESS (Fault Detection, Supervision and Safety of Technical Processes) since the seminal editions (Isermann and Ballé 1997; Isermann 1997; Patton 1999; Frank et al. 2000).
The developments began at various places in the early 1970s. Beard (1971) and Jones (1973) reported, for example, the well-known “failure detection filter” approach for linear systems.
A summary of this early development is given by Willsky (1976). Then, Rault et al. (1971) considered the application of identification methods to the fault detection of jet engines. Correlation methods were applied to leak detection (Siebert and Isermann 1976).
The first book on model-based methods for fault detection and diagnosis with specific application to chemical processes was published by Himmelblau (1978). Sensor failure detection based on the inherent analytical redundancy of multiple observers was shown by Clark (1978).
The use of parameter estimation techniques for fault detection of technical systems was demonstrated by Hohmann (1977), Bakiotis et al. (1979), Geiger (1982) and Filbert and Metzger (1982).
The development of process fault detection methods based on modeling, parameter and state estimation was then summarized by Isermann (1984, 1997).
Parity equation-based methods were developed initially by Chow and Willsky (1984) and then further developed by Patton and Chen (1994), Gertler (1991) and Höfling and Pfeufer (1994).
Frequency domain methods are typically applied when the effects of faults as well as disturbances have frequency characteristics that differ from each other and thus the frequency spectra serve as criterion to distinguish the faults (Massoumnia et al. 1989; Ding and Frank 1990; Ding et al. 2000; Frank et al. 2000).
The developments of fault detection and isolation (FDI) methods to the present time are summarized in books by Pau (1981), Patton et al. (2000), Basseville and Nikiforov (1993), Chen and Patton (1999), Gertler (1998) and Isermann (1994b) as well as in survey papers by Gertler (1988), Frank (1990) and Isermann (1994a).
Within IFAC, the increasing interest in this field was taken into account by creating first in 1991 a SAFEPROCESS (Fault Detection Supervision and Safety for Technical Processes) Steering Committee, which then became a Technical Committee in 1993. The first IFAC SAFEPROCESS Symposium was held in Baden–Baden (Germany) in 1991 (Isermann and Freyermuth 1992). The last edition was organized in 2018 in Warsaw (Poland). Another triennial series of IFAC workshops exist for “Fault detection and supervision in the chemical process