CFP Board Financial Planning Competency Handbook. Board CFP
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Andrew Abbott, “The Order o
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E. Denby Brandon, Jr., and H. Oliver Welch,
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CFP Board,
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Quoted in H. T. Edwards, “The Growing Disjunction between Legal Education and the Legal Profession,”
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Harold L. Wilensky, “The Professionalization of Everyone?”
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Andrew Abbott, “The Order of Professionalization: An Empirical Analysis,”
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Malcolm Gladwell,
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L. H. Furguson and J. D. Ramsay, “Professional Issues Development of the Profession: The Role of Education & Certification in Occupational Safety Becoming a Profession,”
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Andrew Brien, “Professional Ethics and the Culture of Trust,”
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Everett C. Hughes, “Professions,”
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Jeanne F. Backof and Charles L. Martin, Jr., “Historical Perspectives: Development of the Codes of Ethics in the Legal, Medical and Accounting Professions,”
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Ibid.
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Michael Davis, “Thinking Like an Engineer: The Place of a Code of Ethics in the Practice of a Profession,”
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Jonathan Rose, “The Legal Profession in Medieval England: A History of Regulation,”
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CFP Board,
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Susan Toohey,
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The “In Class” sections of the chapters are based on the revised Bloom’s Taxonomy, as presented in D. R. Krathwohl, “A Revision of Bloom’s Taxonomy: An Overview,”
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B. Bloom, ed., and M. D. Engelhart, E. J. Furst, W. H. Hill, and D. R. Krathwohl,
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Krathwohl, “A Revision of Bloom’s Taxonomy.”
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Ibid.
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Stuart E. Dreyfus, “The Five-Stage Model of Adult Skill Acquisition,”
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Securities and Exchange Commission: www.sec.gov/about/laws.shtml.
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Securities and Exchange Commission: www.sec.gov/litigation/opinions/2014/34-66114-court-opinion-2014.pdf.
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U.S. Securities and Exchange Commission, “The Laws That Govern the Securities Industry,” August 2012. Retrieved from Securities and Exchange Commission: www.sec.gov/about/laws.shtml.
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Securities and Exchange Commission: www.sec.gov/about/laws/ica40.pdf.
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Securities and Exchange Commission: www.sec.gov/about/laws/wallstreetreform-cpa.pdf.
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www.gpo.gov/fdsys/pkg/PLAW-111publ203/pdf/PLAW-111publ203.pdf.
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K. C. Garrett and J. E. Grable, “State Investment Adviser Representative Examination and Waiver Requirements,”
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CFP Board,
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A brief review of the Act can be found at: www.banking.senate.gov/public/_files/070110_Dodd_Frank_Wall_Street_Reform_comprehensive_ summary_Final.pdf.
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For more regulatory information about the Bureau, see: www.consumer finance.gov/strategic-plan/.
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Source: www.finra.org.
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K. C. Garrett and J. E. Grable, “State Investment Adviser Representative Examination and Waiver Requirements,”
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Other certifications can be used to waive licensure requirements for investment advisers, including the ChFC, PFS, CFA, and CIC. See Garrett and Grable (2007) for more information.
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E. B. Goldsmith,
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E. T. Garman,
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www.hhs.gov/ocr/privacy/hipaa/administrative/privacyrule/index.html.
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R. H. Lytton, J. E. Grable, and D. D. Klock,
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The financial planning process can be found under the Guide to CFP® Certification: www.cfp.net/become/experience.asp.