Attachment Theory and Research. Группа авторов
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I believe states of primary anxiety due to separation to be among the most frequent and pathogenic of such states, it is postulated that primary anxiety will arise in other circumstances also – perhaps whenever any instinctual response system is activated but not terminated. Primary anxiety due to separation seems likely, therefore, to be but one example of a common condition. It has, however, several special features. Not least of these is its specially close linkage in infants and young children to the experiences of fright and fear. When frightened, infants and young children look to their mother for security and if they fail to find her are doubly upset: both comfort and security are missing.
It is interesting, though by no means easy, to compare the theory of primary anxiety with Freud’s two theories. The similarity to his original one of Transformed Libido is close. Although on occasion Freud spoke as though libido could only be transformed into anxiety after it had first been repressed, this does not appear to be basic to his formulation. Indeed, in his discussion of the conditions which lead anxiety to become pathological the process inculpated is repression (Freud, 1909, p. 26); in the absence of repression, we may therefore infer, there would still be anxiety, but it would be within normal limits. If this is a correct reading, then the main difference appears to be that, whereas in the theory advanced here primary anxiety is an immediate consequence of the persistent activation without termination of certain instinctual response systems, in Freud’s theory anxiety is conceived as being the result of a ‘transformation’ which the libido undergoes.
The theory of primary anxiety appears to differ more from Freud’s second theory, that of Signal Anxiety, than from his first. The principal difference here is that Freud postulates that a fairly complex process of motor learning must have occurred. The other difference, though it is not logically necessary for his position, is that he postulates also some awareness in the infant of causal relationships. The theory advanced here on the other hand makes no such assumptions and, instead, sees the anxiety as primitive and dependent only on simple orientational learning. Nevertheless, it must be remembered, Freud also postulated the existence of a primitive biologically based anxiety which is evoked by separation, and it is therefore useful to compare the two views. In Freud’s theory this primitive anxiety is conceived as resulting from the instincts serving the infant’s bodily needs, e.g. for food, becoming active and not being satisfied: in the theory here advanced it is conceived as resulting from the instinctual response systems underlying attachment behaviour (notably crying, following, and clinging) becoming activated and remaining so. Thus in both cases the primitive anxiety is conceived as resulting from instinctual systems which, whilst gratified by the mother’s actions or presence, remain ungratified in her absence; or, in terms of the conceptual framework used here, from instinctual responses which, whilst terminated by the mother’s actions or presence, remain unterminated in her absence. The essential difference therefore lies in the nature of the instinctual systems postulated as being involved.
At first sight the theory of primary anxiety may also seem to have something in common with the Birth Trauma theory. For instance, some might argue that, if anxiety is experienced at birth, it is no more than one example of primary anxiety arising from separation. However, this seems to me improbable since, like Freud (1926, pp. 130–131), I am not satisfied that true separation anxiety is present in the earliest months.6 The birth trauma theory is not regarded as having explanatory value.
Whilst the theory of primary anxiety postulates that separation anxiety is itself an unlearnt and biologically based anxiety, it is far from blind to the existence and pathogenic importance of anxieties which are dependent on learning and anticipation. In the human it seems useful to distinguish at least two main forms of anticipatory behaviour – that based on primitive forms of learning, such as conditioning, and that based on memory organized by means of symbols. As soon as infants can be conditioned, which is very early, they can acquire a simple form of anticipatory behaviour and, in so far as the events to which they are conditioned are disagreeable, such for example as pain, hunger, or lack of human contact, they may be supposed to experience anxiety. This I shall term Conditioned Anxiety. Cognitively, it is still rather a primitive form of anxiety and in many ways more closely resembles primary anxiety than the form next to be described. Later, when the infant develops his capacity for using symbols and can thereby construct a world of objects existing in time and space and interacting causally, he is able to develop some measure of true foresight. Should the foreseen events be of a kind he has learned are disagreeable, he will once again experience anxiety. This I shall term Expectant Anxiety. Once this level of psychic organization is reached many kinds of danger, real and imaginary, may be foreseen and responded to. For example, whatever may occur at more primitive levels, at this level both persecutory and depressive anxieties play a crucial role; for anything which leads the child to believe he either has destroyed or alienated his mother, or may do so, cannot fail to exacerbate his expectant anxiety of temporary or permanent separation.
It is to be noted that originally the theories of persecutory and depressive anxiety were advanced by Melanie Klein independently of the problem of separation anxiety; and that, moreover, persecutory and depressive anxieties are conceived by her as existing, initially at least, in very primitive form either from birth or from the earliest weeks. Their manifestations at a higher level of psychic organization, she holds, are to be understood as stemming from these primitive roots. I remain sceptical of this view. It is therefore necessary to emphasize that such formulations are not indispensable to the concepts of persecutory and depressive anxiety: there is no need for their role at a higher level of psychic organization to be conceived as stemming from more primitive roots. That they play an immensely important role in the more developed psychic organizations, not least in exacerbating separation anxiety and raising it to pathological levels, there can be no doubt. In this paper, therefore, persecutory and depressive anxieties will be treated as of major consequence in the elaboration of separation anxiety at a higher level of psychic organization, whilst leaving as an open question their existence and role at a more primitive level.7
Primary Anxiety, Fright, and Anxiety Dependent on Learning
It is my belief that the theory of instinctual responses deriving from ethology and advanced in my previous paper permits a new approach. The heart of this theory is that the organism is provided with a repertoire of behaviour patterns, which are bred into it like the features of its anatomy and physiology, and which have become characteristic of its species because of their survival value to the species. Such, it was suggested, are many of the responses characteristic of the family life of Man, namely those mediating relationships between the sexes and between parents and young. This provides an instinct theory having much in common with Freud’s theory of part‐instincts and his notion of the ‘blind’ strivings of the id.
Before applying this theory to separation anxiety as the particular problem under examination, however, it is necessary to review the whole problem of anxiety and fear reactions afresh. In doing so four conditions will be delineated each of which, it is believed, although in essence very different from the others, contributes in a special way to our problem. These are primary anxiety, fright, conditioned anxiety, and expectant anxiety.
In grasping the theory to be advanced it is vital to distinguish sharply between the concept of self‐preservation and that of species survival: probably all biologists would regard the first, when conceived as an ‘instinct of self‐preservation’, as one of the most influential of misleading theories, the second as one of the most pregnant concepts in the history of biology. The notion of an instinct of self‐preservation posits a force or set of forces which is designed to ensure that a particular individual is preserved. The notion of species survival, which stems from evolution theory, points on the other hand to the fact that any biological character which is advantageous to the species tends to be perpetuated (through processes of natural selection and heredity), whilst any that are not so advantageous tend, over the course of generations, to be dropped out. It is true that often what is advantageous for the species is also advantageous for the individual; but there is no guarantee of identity of interest,